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An Entity of Type : prov:Entity, within Data Space : webisadb.webdatacommons.org associated with source dataset(s)

AttributesValues
rdf:type
prov:value
  • (K) has failed reasonably to supervise: [the] (i) The agents or investment adviser agents of such applicant or registrant, if the applicant [,] or registrant [or person] is a broker-dealer or investment adviser; or (ii) the agents of a broker-dealer or investment adviser agents of an investment adviser, if such applicant, registrant or other person is or was an agent, investment adviser agent or o
prov:wasQuotedFrom
is prov:wasDerivedFrom of
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