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provhttp://www.w3.org/ns/prov#
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n4sec.
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isa:157550244
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If the Department of Enforcement believes that any NASD member or associated person is violating or has violated any rule, regulation, or statutory provision, including the federal securities laws and the regulations thereunder, which the Association has jurisdiction to enforce, the Department of Enforcement may authorize and issue a complaint as set forth in Rule 9212.
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n4:gov
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isa:157550244
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isap:504671918
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isa:157550244