For purposes of ??199.9(f)(1), a ???person with an ownership or control interest??? is anyone who (1) Has directly or indirectly a 5 percent or more ownership interest in the entity; or (2) Is the owner of a whole or part interest in any mortgage, deed of trust, note, or other obligation secured (in whole or in part) by the entity or any of the property or assets thereof, which whole or part inter