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  • y of Scarp sales.FSA investigates advice standards in model portfolios, Difs and DFMs14 October 2011Regulator is examining the quality of investment advice involving portfolio advice services.FSA rolls out assessment programme for small firms17 October 2011Programme will be akin to the regulator???s TCF initiative and will focus on issues such as systems and controls and RDR-readiness.FSA says lac
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