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An Entity of Type : prov:Entity, within Data Space : webisadb.webdatacommons.org associated with source dataset(s)

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  • SEC-registered broker-dealers that limit their futures-related activities to transactions involving certain types of investments can notice register as an FCM. These activities are: selling security futures products on contract markets or derivative transaction execution facilities; and effecting transactions in Total Return Asset Contracts (TRAKRS) only with customers who are not either qualif
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