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An Entity of Type : prov:Entity, within Data Space : webisadb.webdatacommons.org associated with source dataset(s)

AttributesValues
rdf:type
prov:value
  • The event may include a final, formal proceeding initiated by a regulatory authority(e.g. a state securities agency, self-regulatory organization, a federal regulator such as SEC or the commodities Futures Trading Commission (CFTC), or a foreign regulatory body) for a violation of investment related rules or regulations.this section may also include a suspension of a broker authority to act as an
prov:wasQuotedFrom
is prov:wasDerivedFrom of
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