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An Entity of Type : prov:Entity, within Data Space : webisadb.webdatacommons.org associated with source dataset(s)

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  • Cohmad's specific violations included engaging in unethical or dishonest conduct or practices in the securities business; failure to reasonably "supervise agents, representatives or other employees to assure compliance with the Act; and making or causing to be made in any proceeding under the Act, any statement which is, at the time and in the light of the circumstances under which it is made[
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