About: broker-dealer

Description
Metadata
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- owl:sameAs
- Inference Rule:

About: broker-dealer Sponge Permalink

An Entity of Type : owl:Thing, within Data Space : webisadb.webdatacommons.org associated with source dataset(s)

Attributes	Values
rdfs:label	broker-dealer
sameAs	dbr:Broker-dealer
skos:broader	investor qualify custodian organization represent beneficial owner other financial intermediary adviser subscriber regulator service provider financial firm financial service market participant security firm sec investment service financial service firm investment professional financial service company agent client company entity example however information institution market member other participant party people person product requirement service world director financial institution subsidiary investment adviser cost bank business customer firm interest part question term financial service provider regulate business advisor commission commodity individual investment officer organization payment professional regulation relationship security financial intermediary financial professional issuer broker-dealer type of financial institution shadow banking system many financial institution non-bank financial institution buyer third party custodian intermediary financial entity proposal affiliate distributor trader middleman regulate entity industry participant pcaob sale of the security nonbank security market participant affiliate of a investment
has head	broker-dealer
is skos:broader of	underwriting exchange investor goldman sachs merrill lynch market maker inc pad new york

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